SEC Form 4 · accession 0000944075-17-000012
SOCKET MOBILE, INC. · SCKT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David W Dunlap
Officer — Chief Financial Officer · Director
Period of report
Apr 3, 2017
Accepted (ET)
Apr 5, 2017 · 2:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000944075
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common stock optionF1 | $4.22 | Apr 3, 2017 | A | 12,000 | A | — | Apr 3, 2027 | Common | 12,000 | 157,119 | D |
Explanation of responses
- F1Vests monthly over 48 months