SEC Form 4 · accession 0000944075-17-000004

SOCKET MOBILE, INC. · SCKT

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — VP Engineering $ CTO

Period of report

Feb 27, 2017

Accepted (ET)

Mar 2, 2017 · 2:44 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000944075

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common	Feb 27, 2017	C	4,637	$2.74	A	6,077	D
Common	Feb 27, 2017	D	4,637	$4.3167	D	1,440	D
Common	Feb 28, 2017	C	11	$3.04	A	1,451	D
Common	Feb 28, 2017	D	11	$4.10	D	1,440	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Common stock option^F1	$2.74	Feb 27, 2017	X	4,637	D	—	Jun 1, 2020	Common	4,637	141,450	D
Common stock option^F1	$3.04	Feb 28, 2017	X	11	D	—	Jul 1, 2020	Common	11	141,439	D