SEC Form 4 · accession 0000944075-17-000003
SOCKET MOBILE, INC. · SCKT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David W Dunlap
Officer — Chief Financial Officer · Director
Period of report
Feb 27, 2017
Accepted (ET)
Feb 27, 2017 · 3:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000944075
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common | Feb 27, 2017 | C | 6,800 | $1.08 | A | 15,346 | D | |
| Common | Feb 27, 2017 | S | 6,800 | $4.30 | D | 8,546 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common stock optionF1 | $1.08 | Feb 27, 2017 | X | 6,800 | D | — | Nov 9, 2022 | Common | 6,800 | 150,119 | D |
Explanation of responses
- F1Vests monthly over 48 months.