SEC Form 4 · accession 0000944075-16-000058
SOCKET MOBILE, INC. · SCKT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leonard L Ott
Officer — VP Engineering & CTO
Period of report
Apr 15, 2016
Accepted (ET)
Apr 20, 2016 · 12:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000944075
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common | Apr 15, 2016 | C | 2,100 | $1.96 | A | 3,540 | D | |
| Common | Apr 15, 2016 | D | 2,100 | $1.96 | D | 1,440 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common stock optionF1 | $1.96 | Apr 15, 2016 | X | 2,100 | D | — | Feb 23, 2019 | Common | 2,100 | 152,087 | D |
Explanation of responses
- F1Monthly vesting