SEC Form 4 · accession 0000944075-16-000049

SOCKET MOBILE, INC. · SCKT

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — VP Engineering & CTO

Period of report

Mar 14, 2016

Accepted (ET)

Mar 15, 2016 · 4:52 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000944075

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common	Mar 14, 2016	C	5,500	$1.08	A	6,940	D
Common	Mar 14, 2016	C	3,800	$1.96	A	10,740	D
Common^F1	Mar 14, 2016	D	5,500	$3.01	D	5,240	D
Common^F1	Mar 14, 2016	D	3,800	$3.25	D	1,440	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Common stock option^F2	$1.08	Mar 14, 2016	X	5,500	D	—	Nov 9, 2022	Common	5,500	157,987	D
Common stock option^F2	$1.96	Mar 14, 2016	X	3,800	D	—	Feb 23, 2019	Common	3,800	154,187	D