SEC Form 4 · accession 0001140361-17-045868
GOODRICH PETROLEUM CORP · GDP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Walter G Goodrich
Officer — Chairman and CEO · Director
Period of report
Dec 8, 2017
Accepted (ET)
Dec 12, 2017 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000943861
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 8, 2017 | M | 58,258 | — | A | 433,258 | D | |
| Common Stock | Dec 8, 2017 | F | 24,701 | $10.33 | D | 408,557 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF1 | — | Dec 8, 2017 | M | 58,258 | D | Dec 8, 2017 | Dec 8, 2017 | Common Stock | 58,258 | 116,516 | D |
Explanation of responses
- F1Each share of phantom stock is the economic equivalent of one share of GDP common stock. On December 8, 2017 the reporting person settled one-third of the shares of phantom stock that were granted to him on December 8, 2016.