SEC Form 4 · accession 0001140361-17-045865
GOODRICH PETROLEUM CORP · GDP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert T Barker
Officer — VP Controller & CFO
Period of report
Dec 8, 2017
Accepted (ET)
Dec 12, 2017 · 4:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000943861
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 8, 2017 | M | 7,541 | — | A | 11,046 | D | |
| Common Stock | Dec 8, 2017 | F | 2,056 | $10.33 | D | 8,990 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF1 | — | Dec 8, 2017 | M | 7,541 | D | Dec 8, 2017 | Dec 8, 2017 | Common Stock | 7,541 | 15,083 | D |
Explanation of responses
- F1Each share of phantom stock is the economic equivalent of one share of GDP common stock. On December 8, 2017 the reporting person settled one-third of the shares of phantom stock that were granted to him on December 8, 2016.