SEC Form 4 · accession 0001140361-17-024236
GOODRICH PETROLEUM CORP · GDP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert T Barker
Officer — VP, Controller, and CFO
Period of report
Jun 2, 2017
Accepted (ET)
Jun 6, 2017 · 8:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000943861
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 2, 2017 | S | 1,000 | $12.20 | D | 5,750 | D | |
| Common StockF1 | Jun 5, 2017 | S | 596 | $12.20 | D | 5,154 | D | |
| Common StockF1 | Jun 6, 2017 | S | 1,476 | $12.20 | D | 3,678 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 3,678 restricted stock units (the "Units") granted pursuant to the Goodrich Petroleum Management Incentive Plan on October 12, 2016. 1,843 units are scheduled to vest in one-third increments beginning October 12, 2017; 734 units will vest upon the exercise of the UCC warrants (contingent upon the Company's achievement of market capitalization of $230 million); and 1,101 units will vest upon the conversion of the company's second lien notes for equity.