SEC Form 4/A · accession 0001140361-16-084203
GOODRICH PETROLEUM CORP · GDP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Robert T Barker
Officer — VP, Controller & Interim CFO
Period of report
Oct 12, 2016
Accepted (ET)
Oct 31, 2016 · 5:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000943861
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 12, 2016 | A | 3,072 | $0.00 | A | 3,072 | D | |
| Common StockF2 | Oct 12, 2016 | A | 1,843 | $0.00 | A | 4,915 | D | |
| Common StockF3 | Oct 12, 2016 | A | 734 | $0.00 | A | 5,649 | D | |
| Common StockF4 | Oct 12, 2016 | A | 1,101 | $0.00 | A | 6,750 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Common stock awarded pursuant to the Goodrich Management Incentive Plan as outlined in the First Amended Joint Plan of Reorganization of Goodrich Petroleum Corporation, and Affiliated Debtor (the "Plan").
- F2These restricted stock units were granted pursuant to the Goodrich Management Incentive Plan as outlined in the Plan. The restricted stock units are scheduled to vest in one-third increments on each of anniversary dates for the next three years. One-third of the shares will be delivered to the reporting person within 30 days of each vesting date, as long as the reporting person remains affiliated with the company on the vesting date.
- F3These restricted stock units were granted pursuant to the Goodrich Management Incentive Plan as outlined in the Plan. The restricted stock will vest upon the exercise of the UCC warrants outstanding as of the Effective Date (the exercisability of which is contingent upon the Company's achievement of market capitalization of $230,000,000).
- F4These restricted stock units were granted pursuant to the Goodrich Management Incentive Plan as outlined in the Plan. The restricted stock will vest when the notes held by the secondary lienholders to the Company outstanding as of the Effective Date have been exchanged for equity.