SEC Form 4 · accession 0001140361-16-076275
GOODRICH PETROLEUM CORP · GDP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert C Turnham Jr.
Officer — President & COO · Director
Period of report
Aug 10, 2016
Accepted (ET)
Aug 12, 2016 · 7:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000943861
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 10, 2016 | S | 45,921 | $0.0275 | D | 39,214 | D | |
| Common Stock | Aug 11, 2016 | S | 6,801 | $0.0266 | D | 32,413 | D | |
| Common Stock | Aug 11, 2016 | S | 30,330 | $0.027 | D | 2,083 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 10.00% Series E Cumulative Convertible Preferred StockF1,F2 | — | Aug 11, 2016 | S | 3,600 | D | — | — | Common Stock | 18,000 | 0 | D |
Explanation of responses
- F1Depositary shares each representing a 1/1000th interest in a share of 10.00% Series E Cumulative Convertible Preferred Stock.
- F2The Series E Preferred Stock has no expiration date and is convertible at any time, at the holder's election, into Goodrich Petroleum Corporation common stock at a rate of 5.0 shares of common stock per depositary shares of Series E Preferred Stock.