SEC Form 4 · accession 0001140361-16-057460

GOODRICH PETROLEUM CORP · GDP

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President & COO · Director

Period of report

Mar 10, 2016

Accepted (ET)

Mar 11, 2016 · 3:09 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000943861

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Mar 10, 2016	M	10,556	—	A	562,759	D
Common Stock	Mar 10, 2016	F	3,446	$0.08	D	559,313	D
Common Stock	holding	—	—		—	29,950	I	Through Spouse

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Phantom Stock^F2,F1	—	Mar 10, 2016	M	10,556	D	Mar 10, 2016	Mar 10, 2016	Common Stock	10,556	21,111	D
10.00% Series E Cumulative Convertible Preferred Stock^F3,F4	—	holding	—	—	—	—	—	Common Stock	58,000	11,600	D

F1Each share of phantom stock is the economic equivalent of one share of GDP common stock.
F2On March 10, 2016, the reporting person settled one-third of the shares of phantom stock that were granted to him on March 10, 2015.
F3Depositary shares each representing a 1/1000th interest in a share of 10.00% Series E Cumulative Convertible Preferred Stock.
F4The Series E Preferred Stock has no expiration date and is convertible at any time, at the holder's election, into Goodrich Petroleum Corporation common stock at a rate of 5.0 shares of common stock per depositary shares of Series E Preferred Stock.