SEC Form 4 · accession 0001140361-16-057459
GOODRICH PETROLEUM CORP · GDP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J Killelea
Officer — SVP, Gen. Counsel, Corp. Sec'y
Period of report
Mar 10, 2016
Accepted (ET)
Mar 11, 2016 · 3:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000943861
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 10, 2016 | M | 5,084 | — | A | 150,962 | D | |
| Common Stock | Mar 10, 2016 | F | 1,660 | $0.08 | D | 149,302 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF2,F1 | — | Mar 10, 2016 | M | 5,084 | D | Mar 10, 2016 | Mar 10, 2016 | Common Stock | 5,084 | 10,166 | D |
Explanation of responses
- F1Each share of phantom stock is the economic equivalent of one share of GDP common stock.
- F2On March 10, 2016, the reporting person settled one-third of the shares of phantom stock that were granted to him on March 10, 2015.