SEC Form 4 · accession 0001140361-15-045137
GOODRICH PETROLEUM CORP · GDP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Walter G Goodrich
Officer — Chairman and CEO · Director
Period of report
Dec 16, 2015
Accepted (ET)
Dec 18, 2015 · 6:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000943861
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| 10.00% Series C Cumulataive Preferred StockF4,F2 | Dec 16, 2015 | S$0 | 4,000 | — | D | 0 | D | |
| 9.75% Series D Cumulative Preferred StockF5,F3 | Dec 16, 2015 | S$0 | 4,000 | — | D | 0 | D | |
| Common Stock | holding | — | — | — | 352,043 | D | ||
| Common Stock | holding | — | — | — | 100,000 | I | through Spouse | |
| Common Stock | holding | — | — | — | 381,409 | I | Goodrich Energy Inc. | |
| Common Stock | holding | — | — | — | 57,125 | I | HGF Partnership |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 10.00% Series E Cumulataive Convertible Preferred StockF1,F2,F3,F6 | — | Dec 16, 2015 | P | 8,000 | A | — | — | Common Stock | 40,000 | 8,000 | D |
Explanation of responses
- F1Depositary shares each representing a 1/1000th ownership interest in a share of 10.00% Series E Cumulative Convertible Preferred Stock (the "Series E Preferred Stock").
- F2The reporting person disposed of 4,000 depositary shares each representing a 1/1000th interest in a share of 10.00% Series C Cumulative Preferred Stock in exchange for 4,000 depositary shares each representing a 1/1000th ownership interest in a share of Series E Preferred Stock.
- F3The reporting person disposed of 4,000 depositary shares each representing a 1/1000th interest in a share of 9.75% Series D Cumulative Preferred Stock in exchange for 4,000 depositary shares each representing a 1/1000th ownership interest in a share of Series E Preferred Stock.
- F4Depositary shares each representing a 1/1000th ownership interest in a share of 10.00% Series C Cumulative Preferred Stock.
- F5Depositary shares each representing a 1/1000th ownership interest in a share of 9.75% Series D Cumulative Preferred Stock.
- F6The Series E Preferred Stock has no expiration date and is convertible at any time, at the holder's election, into Goodrich Petroleum Corporation common stock at a rate of 5.0 shares of common stock per depositary share of Series E Preferred Stock.