SEC Form 4 · accession 0001140361-15-044304
GOODRICH PETROLEUM CORP · GDP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J Killelea
Officer — SVP, Gen. Counsel, Corp. Sec'y
Period of report
Dec 9, 2015
Accepted (ET)
Dec 11, 2015 · 6:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000943861
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 9, 2015 | M | 15,174 | — | A | 126,988 | D | |
| Common Stock | Dec 9, 2015 | F | 4,151 | $0.25 | D | 122,837 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF2,F1 | — | Dec 9, 2015 | M | 15,174 | D | Dec 9, 2015 | Dec 9, 2015 | Common Stock | 15,174 | 30,348 | D |
Explanation of responses
- F1Each share of phantom stock is the economic equivalent of one share of GDP common stock.
- F2On December 9, 2015, the reporting person settled one-third of the shares of phantom stock that were granted to him on December 9, 2014.