SEC Form 4 · accession 0001140361-15-012724

GOODRICH PETROLEUM CORP · GDP

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Vice Chairman and CEO · Director

Period of report

Jan 29, 2015

Accepted (ET)

Mar 19, 2015 · 6:15 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000943861

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Jan 29, 2015	G	8,700	$2.61	D	545,350	D
Common Stock	holding	—	—		—	100,000	I	through Spouse
Common Stock	holding	—	—		—	381,409	I	Goodrich Energy Inc.
Common Stock	holding	—	—		—	57,125	I	HGF Partnership
Depositary Shares^F3	holding	—	—		—	4,000	D
Depositary Shares^F4	holding	—	—		—	4,000	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Phantom Stock^F1,F2	—	Mar 10, 2015	A	35,000	A	—	—	Common Stock	35,000	35,000	D

F1Each share of phantom stock is the economic equivalent of one share of GDP common stock.
F2The phantom stock vests in increments of one-third beginning March 10, 2016 for each of the next three years. Thus the reporting person will receive 11,667 shares of common stock of the issuer (or cash equal to the value of the common stock on the settlement dates, in the sole discretion of the issuer) on each of March 10, 2016 and 2017, and 11,666 shares of common stock of the issuer (or cash equal to the value of the common stock on the settlement dates, in the sole discretion of the issuer) on March 10, 2018, as long as the reporting person remains affiliated with the company.
F3Depositary shares each representing a 1/100th interest in a share of 10.00% Series C Cumulative Preferred Stock.
F4Depositary shares each representing a 1/100th interest in a share of 9.75% Series D Cumulative Preferred Stock.