SEC Form 3 · accession 0000905148-17-000006

GOODRICH PETROLEUM CORP · GDP

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners

Kevin Michael Ulrich

10% Owner

Anchorage Advisors Management, LLC

10% Owner

Anchorage Capital Group, L.L.C.

10% Owner

Period of report

Dec 22, 2016

Accepted (ET)

Jan 3, 2017 · 4:14 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000943861

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F3	holding	—	—		—	809,028	I	By AIO V AIV 1 Holdings, L.P.
Common Stock^F2,F3	holding	—	—		—	758,716	I	By Anchorage Illiquid Opportunities V, L.P.

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Warrants (Right to Buy)^F1,F3,F4	—	holding	—	—	—	—	Oct 12, 2026	Common Stock	26,193	—	I
Warrants (Right to Buy)^F2,F3,F4	—	holding	—	—	—	—	Oct 12, 2026	Common Stock	24,564	—	I

Explanation of responses

F1These shares and warrants are held for the account of AIO V AIV 1 Holdings, L.P. ("AIV 1"). Anchorage Capital Group, L.L.C. ("Capital Group") is the investment manager to AIV 1. Anchorage Advisors Management, L.L.C. is the sole managing member of Capital Group. Mr. Ulrich is the Chief Executive Officer of Capital Group and the senior managing member of Anchorage Advisors Management, L.L.C.
F2These shares and warrants are held for the account of Anchorage Illiquid Opportunities V, L.P. ("AIO V"). Capital Group is the investment manager to AIO V. Anchorage Advisors Management, L.L.C. is the sole managing member of Capital Group. Mr. Ulrich is the Chief Executive Officer of Capital Group and the senior managing member of Anchorage Advisors Management, L.L.C.
F3Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
F4These warrants are exercisable for 0.00001% of the Common Stock Deemed Outstanding (as defined in the Warrant Agreement) at the time of exercise, and may be exercised at any time after the Distribution Date (as defined in the Issuer's Plan of Reorganization) following the first date that the product of (x) the Common Stock Deemed Outstanding and (y) the Current Sale Price (as defined in the Warrant Agreement), is equal to at least $230.0 million, as may be adjusted in accordance with the terms of the Warrant Agreement. The Warrant Agreement is incorporated herein by reference to Exhibit 10.6 to the Form 8-K filed by the Issuer on October 14, 2016.