SEC Form 4 · accession 0000899243-18-008341
GOODRICH PETROLEUM CORP · GDP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Gen IV Investment Opportunities, LLC
10% Owner
LSP Investment Advisors, LLC
10% Owner
LSP Generation IV, LLC
10% Owner
Period of report
Feb 14, 2018
Accepted (ET)
Mar 22, 2018 · 4:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000943861
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Mar 20, 2018 | P | 655,660 | $10.75 | A | 1,768,991 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This Form 4 is filed jointly by Gen IV Investment Opportunities, LLC ("Gen IV"), a Delaware limited liability company, LSP Generation IV, LLC ("LSP Gen IV"), a Delaware limited liability company, and LSP Investment Advisors, LLC ("LSP Advisors"), a Delaware limited liability company.
- F2LSP Gen IV, as the managing member of Gen IV, has the power to direct the affairs of Gen IV, including the voting and disposition of shares. LSP Advisors, as the investment manager of Gen IV, also has the power to direct the voting and disposition of shares held by Gen IV.
- F3For Section 16 purposes, LSP Gen IV and LSP Advisors disclaim beneficial ownership over the shares reported herein, except to the extent of their pecuniary interest therein.