SEC Form 4 · accession 0001567619-19-000493
RESMED INC · RMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Pendarvis
Officer — Chief Administrative Officer
Period of report
Jan 3, 2019
Accepted (ET)
Jan 4, 2019 · 3:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000943819
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| ResMed Common StockF1 | Jan 3, 2019 | M | 4,457 | $51.25 | A | 122,459 | D | |
| ResMed Common Stock | Jan 3, 2019 | S | 4,457 | $110.82 | D | 118,002 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| ResMed Common Stock OptionsF2 | $51.25 | Jan 3, 2019 | M | 4,457 | D | Nov 11, 2014 | Nov 13, 2020 | ResMed Common Stock | 4,457 | 13,371 | D |
Explanation of responses
- F1The transaction was conducted under a Rule 10b5-1 plan.
- F2Represents date options first became exercisable. Options vest 1/3 per year.