SEC Form 4/A · accession 0001140361-17-046500
RESMED INC · RMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Rajwant Sodhi
Officer — President, SaaS Business
Period of report
Nov 10, 2017
Accepted (ET)
Dec 18, 2017 · 4:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000943819
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| ResMed Common StockF1,F7,F2,F3 | Nov 10, 2017 | F | 955 | $83.06 | D | 29,205 | D | |
| ResMed Common StockF4,F7 | Nov 10, 2017 | F | 1,704 | $83.06 | D | 27,501 | D | |
| ResMed Common StockF5,F7 | Nov 10, 2017 | F | 1,893 | $83.06 | D | 25,608 | D | |
| ResMed Common StockF6,F7 | Nov 10, 2017 | F | 518 | $83.06 | D | 25,090 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Disposition to issuer for tax withholding on vesting of performance-based Restricted Stock Units granted on 11/19/2014.
- F2Includes 152 shares of ResMed stock purchased on October 31, 2017, through the ResMed Employee Stock Purchase Plan.
- F3Corrects misstatement of shares reported. Certified outstanding shares totaled 6,528 for grant issued 11/19/2015 prior 16-b officer status.
- F4Disposition to issuer for tax withholding on vesting of performance-based Restricted Stock Units granted on 11/19/2015.
- F5Disposition to issuer for tax withholding on vesting of performance-based Restricted Stock Units granted on 11/16/2016.
- F6Disposition to issuer for tax withholding on vesting of performance-based Restricted Stock Units granted on 12/16/2013.
- F7Amendment adjusts for netted shares using the correct tax rate.
Remarks
Amends for additional netted shares for appropriate tax rate.