SEC Form 4 · accession 0001140361-17-032785
RESMED INC · RMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Andrew Douglas
Officer — President and COO ResMed Inc.
Period of report
Aug 17, 2017
Accepted (ET)
Aug 21, 2017 · 11:16 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000943819
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| ResMed Common StockF1 | Aug 17, 2017 | A | 36,265 | $0.00 | A | 47,149 | D | |
| ResMed Common StockF2 | holding | — | — | — | 91,368 | I | Douglas Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents performance-based restricted stock units initially granted on November 16, 2016. The shares were earned on August 17, 2017, when the compensation committee certified that the performance metrics were met. Stock units vest 1/3 each year on the anniversary of the grant.
- F2Includes 210.30 shares of ResMed stock purchased on April 28, 2017, through the ResMed Employee Stock Purchase Plan.