SEC Form 4 · accession 0001140361-16-087166
RESMED INC · RMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher G Roberts
Director
Period of report
Nov 16, 2016
Accepted (ET)
Nov 18, 2016 · 11:13 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000943819
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| ResMed Common Stock | holding | — | — | — | 145,610 | D | ||
| ResMed Common Stock | holding | — | — | — | 323,900 | I | Cabbit Pty Ltd | |
| ResMed Common Stock | holding | — | — | — | 136,000 | I | AceMed Pty Ltd | |
| ResMed Common Stock | holding | — | — | — | 23,200 | I | Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| ResMed Common Stock OptionsF1 | $57.76 | Nov 16, 2016 | A | 23,277 | A | Nov 11, 2017 | Nov 16, 2023 | ResMed Common Stock | 23,277 | 23,277 | D |
Explanation of responses
- F1Options vest in full on the first November 11 following the grant date, or the first annual shareholders meeting following grant date.