SEC Form 4 · accession 0001140361-16-086731
RESMED INC · RMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Andrew Douglas
Officer — President and COO ResMed Inc.
Period of report
Nov 11, 2016
Accepted (ET)
Nov 15, 2016 · 12:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000943819
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| ResMed Common StockF2,F3 | Nov 11, 2016 | F | 3,576 | $59.85 | D | 27,946 | D | |
| ResMed Common StockF4 | Nov 11, 2016 | F | 4,082 | $59.85 | D | 23,864 | D | |
| ResMed Common StockF1 | holding | — | — | — | 78,178 | I | Douglas Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 219 shares of ResMed stock purchased on 4/30/2016, through the ResMed Employee Stock Purchase Plan.
- F2Disposition to issuer for tax withholding on vesting of performance-based Restricted Stock Units granted on 11/13/2013.
- F3Includes 218 shares of ResMed stock purchased on 10/31/2016, through the ResMed Employee Stock Purchase Plan.
- F4Disposition to issuer for tax withholding on vesting of performance-based Restricted Stock Units granted on 11/19/2014