SEC Form 4 · accession 0001140361-16-084988
RESMED INC · RMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Pendarvis
Officer — Chief Administrative Officer
Period of report
Nov 3, 2016
Accepted (ET)
Nov 7, 2016 · 11:40 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000943819
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| ResMed Common StockF2 | Nov 3, 2016 | M | 6,033 | $33.70 | A | 87,306 | D | |
| ResMed Common StockF3 | Nov 3, 2016 | S | 6,033 | $57.79 | D | 81,273 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| ResMed Common Stock OptionsF4 | $33.70 | Nov 3, 2016 | M | 6,033 | D | Nov 11, 2011 | Nov 11, 2017 | ResMed Common Stock | 6,033 | 0 | D |
Explanation of responses
- F1The transaction was conducted under a Rule 10b5-1 plan.
- F2Includes 212 shares of ResMed stock purchased on October, 31 2016, through the ResMed Employee Stock Purchase Plan.
- F3This transaction was executed in multiple trades at prices ranging from $57.73 to $57.81. The price reported above reflects the weighted average sale price.
- F4Represents date options first became exercisable. Options vest 1/4 per year.