SEC Form 4 · accession 0001140361-16-083348
RESMED INC · RMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher G Roberts
Director
Period of report
Oct 19, 2016
Accepted (ET)
Oct 24, 2016 · 12:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000943819
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| ResMed Common StockF1 | Oct 19, 2016 | M | 36,000 | $25.54 | A | 145,610 | D | |
| ResMed Common Stock | holding | — | — | — | 323,900 | I | Cabbit Pty Ltd | |
| ResMed Common Stock | holding | — | — | — | 136,000 | I | AceMed Pty Ltd | |
| ResMed Common Stock | holding | — | — | — | 23,200 | I | Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| ResMed Common Stock OptionsF2 | $25.54 | Oct 19, 2016 | A | 36,000 | A | Nov 11, 2010 | Dec 17, 2016 | ResMed Common Stock | 36,000 | 0 | D |
Explanation of responses
- F1Exercise options and hold shares acquired through purchase.
- F2Options vest in full (a) on the first Nov. 11 following the grant date or (b) the first annual shareholder's meeting following grant date.