SEC Form 4 · accession 0001140361-15-042667
RESMED INC · RMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher G Roberts
Director
Period of report
Nov 19, 2015
Accepted (ET)
Nov 23, 2015 · 8:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000943819
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| ResMed Common StockF1 | Nov 19, 2015 | A | 2,180 | $0.00 | A | 109,610 | D | |
| ResMed Common Stock | Nov 20, 2015 | S | 12,000 | $59.0317 | D | 323,900 | I | Cabbit Pty Ltd |
| ResMed Common Stock | holding | — | — | — | 136,000 | I | AceMed Pty Ltd | |
| ResMed Common Stock | holding | — | — | — | 23,200 | I | Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| ResMed Common Stock OptionsF2 | $58.24 | Nov 19, 2015 | A | 10,246 | A | Nov 11, 2016 | Nov 19, 2022 | ResMed Common Stock | 10 | 10,246 | D |
Explanation of responses
- F1Shares awarded are restricted stock units. The RSUs cliff vest on the earlier of November 11, 2016, or the annual shareholder's meeting in the year following the grant date.
- F2Options vest in full (I) on the first Nov. 11 following the grant date or (ii) the first annual shareholder's meeting following grant date.