SEC Form 4 · accession 0001140361-15-042663
RESMED INC · RMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter C Farrell
Officer — Chairman of the Board · Director
Period of report
Nov 19, 2015
Accepted (ET)
Nov 23, 2015 · 8:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000943819
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| ResMed Common Stock | holding | — | — | — | 417,314 | D | ||
| ResMed Common StockF2 | holding | — | — | — | 87,776 | I | Peter C. Farrell Grantor Retained Annuity Trust dated March 4, 2014 | |
| ResMed Common StockF2 | holding | — | — | — | 52,204 | I | Peter C. Farrell Grantor Retained Annuity Trust dated October 14, 2014 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| ResMed Common Stock OptionsF1 | $58.24 | Nov 19, 2015 | A | 20,492 | A | Nov 11, 2016 | Nov 19, 2022 | ResMed Common Stock | 20,492 | 20,492 | D |
Explanation of responses
- F1Options vest in full (i) on the first Nov. 11 following the grant date or (ii) the first annual shareholder's meeting following grant date.
- F2Securities held by Larry Poster, Trustee of the Peter C. Farrell Grantor Retained Annuity Trust.