SEC Form 4 · accession 0001140361-15-041288
RESMED INC · RMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J. Farrell
Officer — Chief Executive Officer
Period of report
Nov 11, 2015
Accepted (ET)
Nov 13, 2015 · 8:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000943819
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| ResMed Common StockF1,F2 | Nov 11, 2015 | F | 5,965 | $58.37 | D | 166,670 | D | |
| ResMed Common StockF3 | Nov 11, 2015 | F | 3,006 | $58.37 | D | 163,664 | D | |
| ResMed Common StockF4 | Nov 11, 2015 | F | 3,631 | $58.37 | D | 160,033 | D | |
| ResMed Common StockF5 | Nov 11, 2015 | F | 6,470 | $58.37 | D | 153,563 | D | |
| ResMed Common StockF6 | Nov 11, 2015 | F | 8,685 | $58.37 | D | 144,878 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Disposition to issuer for tax withholding upon vesting of performance-based Restricted Stock Units granted on 11/16/2011.
- F2Includes 264.903 shares purchased on October 30, 2015, through ResMed's Employee Stock Purchase Plan.
- F3Disposition to issuer for tax withholding upon vesting of performance-based Restricted Stock Units granted on 11/15/2012.
- F4Disposition to issuer for tax withholding upon vesting of performance-based Restricted Stock Units granted on 3/1/2013.
- F5Disposition to issuer for tax withholding upon vesting of performance-based Restricted Stock Units granted on 11/13/2013.
- F6Disposition to issuer for tax withholding upon vesting of performance-based Restricted Stock Units granted on 11/19/2014.