SEC Form 4 · accession 0001140361-15-038334
RESMED INC · RMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter C Farrell
Officer — Chairman of the Board · Director
Period of report
Oct 20, 2015
Accepted (ET)
Oct 22, 2015 · 8:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000943819
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| ResMed Common StockF1 | Oct 20, 2015 | G | 147,796 | $0.00 | A | 437,156 | D | |
| ResMed Common StockF2 | holding | — | — | — | 87,776 | I | Peter C. Farrell Grantor Retained Annuity Trust dated March 4, 2014 | |
| Resmed Common StockF2 | holding | — | — | — | 52,204 | I | Peter C. Farrell Grantor Retained Annuity Trust dated October 14, 2014 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Transaction represents a distribution from the Peter C. Farrell October 2014 Annuity Trust to the Peter C. Farrell Trust. Dr. Farrell is sthe trustee of his personal trust, but is not the trustee of the annuity trust. Per the terms of the annuity trust, 90% of the original value is to be returned to Dr. Farrell at the end of the Trust's first year.
- F2Larry Poster is the Trustee of the GRAT.