SEC Form 4 · accession 0001140361-15-017758
RESMED INC · RMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Andrew Douglas
Officer — President and COO ResMed Inc.
Period of report
May 1, 2015
Accepted (ET)
May 5, 2015 · 5:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000943819
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| ResMed Common StockF3 | May 1, 2015 | S | 500 | $63.92 | D | 57,339 | I | Douglas Family Trust |
| ResMed Common Stock | May 1, 2015 | M | 5,833 | $19.25 | A | 63,172 | I | Douglas Family Trust |
| ResMed Common Stock | May 1, 2015 | S | 5,833 | $63.92 | D | 57,339 | I | Douglas Family Trust |
| ResMed Common Stock | holding | — | — | — | 42,662 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| ResMed Common Stock OptionsF2 | $19.25 | May 1, 2015 | M | 5,833 | D | Feb 3, 2007 | Feb 3, 2016 | ResMed Common Stock | 5,833 | 46,618 | I |
Explanation of responses
- F1The transaction was conducted under a 10b5-1 Plan as defined under the Securities Exchange Act of 1934, as amended.
- F2Represents date options first became exercisable. Options vest 1/4 per year on the anniversary of the grant.
- F3Includes 218.410 shares of common stock purchased on April 30, 2015, through ResMed's Employee Stock Purchase Plan.