SEC Form 4 · accession 0001140361-15-015676
RESMED INC · RMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J. Farrell
Officer — Chief Executive Officer
Period of report
Apr 15, 2015
Accepted (ET)
Apr 17, 2015 · 12:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000943819
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| ResMed Common Stock | Apr 15, 2015 | M | 5,975 | $15.52 | A | 128,331 | D | |
| ResMed Common StockF3 | Apr 15, 2015 | S | 5,975 | $73.24 | D | 122,356 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| ResMed Common Stock OptionsF2 | $15.52 | Apr 15, 2015 | M | 5,975 | D | Nov 20, 2009 | Nov 20, 2015 | ResMed Commmon Stock | 5,975 | 35,850 | D |
Explanation of responses
- F1This transaction was an automatic sale conducted under an approved 10b5-1 Plan as defined under the Securities Exchange Act of 1934, as amended.
- F2Represents date options first became exercisable. Options vest 1/4 annually.
- F3Multiple lots for the same price for this transaction have been combined.