SEC Form 4 · accession 0001140361-15-004672
RESMED INC · RMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher G Roberts
Director
Period of report
Feb 4, 2015
Accepted (ET)
Feb 6, 2015 · 8:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000943819
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| ResMed Common Stock | Feb 4, 2015 | M | 7,500 | $16.498 | A | 111,930 | D | |
| ResMed Common Stock | Feb 4, 2015 | M | 36,000 | $23.875 | A | 147,930 | D | |
| ResMed Common Stock | Feb 4, 2015 | M | 36,000 | $15.52 | A | 183,930 | D | |
| ResMed Common Stock | holding | — | — | — | 269,400 | I | Cabbit Pty Ltd | |
| ResMed Common Stock | holding | — | — | — | 136,000 | I | AceMed Pty Ltd | |
| ResMed Common Stock | holding | — | — | — | 23,200 | I | Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| ResMed Common Stock OptionsF1 | $15.52 | Feb 4, 2015 | M | 36,000 | D | Nov 20, 2009 | Nov 20, 2015 | ResMed Commmon Stock | 36,000 | 0 | D |
| ResMed Common Stock OptionsF2 | $16.498 | Feb 4, 2015 | M | 7,500 | D | Jul 1, 2006 | Jul 1, 2015 | ResMed Commmon Stock | 7,500 | 0 | D |
| ResMed Common Stock OptionsF2 | $23.875 | Feb 4, 2015 | M | 36,000 | D | Jul 7, 2007 | Jul 7, 2016 | ResMed Commmon Stock | 36,000 | 0 | D |
Explanation of responses
- F1Represents date options became fully exercisable. These options vested 1/12 per month.
- F2Represents date options first became exercisable. These ptions vest 1/3 per year on the anniversary of the grant.