SEC Form 4 · accession 0001209191-19-018162
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP · WAB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory Sbrocco
Officer — SrVP Wabtec Excellence Program
Period of report
Mar 6, 2019
Accepted (ET)
Mar 8, 2019 · 4:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000943452
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - DirectF1 | Mar 6, 2019 | A | 1,400 | $0.00 | A | 1,400 | D | |
| Common Stock - DirectF1 | Mar 6, 2019 | A | 2,000 | $0.00 | A | 3,400 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock OptionsF2 | $70.64 | Mar 6, 2019 | A | 1,400 | A | Mar 1, 2022 | Mar 6, 2029 | Common Stock | 1,400 | 1,400 | D |
Explanation of responses
- F1Fair Market Value of the stock on March 6, 2019 was $70.64 per share.
- F2Options vest 33.3% per year beginning March 1, 2020.