SEC Form 4 · accession 0001209191-19-018116
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP · WAB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dominique Malenfant
Officer — Sr. VP Global Technology
Period of report
Mar 6, 2019
Accepted (ET)
Mar 8, 2019 · 4:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000943452
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - DirectF1 | Mar 6, 2019 | A | 1,750 | $0.00 | A | 1,781 | D | |
| Common Stock - DirectF1,F2 | Mar 6, 2019 | A | 2,500 | $0.00 | A | 4,281 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock OptionsF3 | $70.64 | Mar 6, 2019 | A | 1,750 | A | Mar 1, 2022 | Mar 6, 2029 | Common Stock | 1,750 | 1,750 | D |
Explanation of responses
- F1Fair Market Value of the stock on March 6, 2019 was $70.64 per share.
- F2Includes 31 shares received by the reporting person in a distribution by General Electric Company ("GE") to its stockholders of shares of the issuer's common stock in connection with the issuer's previously announced combination with GE's transportation business.
- F3Options vest 33.3% per year beginning March 1, 2020.