SEC Form 4 · accession 0001209191-18-047769
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP · WAB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lee B Foster II
Director
Period of report
Aug 20, 2018
Accepted (ET)
Aug 21, 2018 · 5:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000943452
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - Direct | Aug 20, 2018 | M | 4,000 | $19.863 | A | 19,200 | D | |
| Common Stock - DirectF1 | Aug 20, 2018 | S | 4,000 | $110.2615 | D | 15,200 | D | |
| Common Stock | holding | — | — | — | 37,406 | I | Lee B Foster, II Revocable Trust | |
| Common Stock | holding | — | — | — | 17,500 | I | Lee B. Foster II Dynasty Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Options | $19.8625 | Aug 20, 2018 | M | 4,000 | D | Jan 2, 2012 | Jan 2, 2019 | Common Stock | 4,000 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within $1.00 at prices ranging from $110.20 to $110.33 inclusive. The reporting person undertakes to provide to Westinghouse Air Brake Technologies Corporation ("Wabtec"), any security holder of Wabtec, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.