SEC Form 4 · accession 0001209191-18-033803
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP · WAB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Wahlstrom
Officer — Exec VP, Human Resources
Period of report
May 25, 2018
Accepted (ET)
May 29, 2018 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000943452
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - Direct | May 25, 2018 | M | 9,000 | $19.103 | A | 134,725 | D | |
| Common Stock - DirectF1 | May 25, 2018 | S | 9,000 | $97.4655 | D | 125,725 | D | |
| Common Stock - 401k | holding | — | — | — | 6,685 | I | 401k Account |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within $1.00 at prices ranging from $97.453 to $97.565 inclusive. The reporting person undertakes to provide to Westinghouse Air Brake Technologies Corporation ("Wabtec"), any security holder of Wabtec, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.