SEC Form 4 · accession 0001209191-18-020612
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP · WAB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick D Dugan
Officer — EVP & Chief Financial Officer
Period of report
Mar 15, 2018
Accepted (ET)
Mar 19, 2018 · 4:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000943452
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - Direct | Mar 15, 2018 | A | 3,553 | $0.00 | A | 76,840 | D | |
| Common Stock - DirectF1,F2 | Mar 15, 2018 | F | 1,545 | $82.60 | D | 75,295 | D | |
| Common Stock - 401kF3 | holding | — | — | — | 520 | I | 401K |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were withheld from issuance to satisfy tax obligations.
- F2The amount of securities beneficially owned following the reported transaction reflects prior unreported withholdings by the Company of 1,160 shares in the aggregate to discharge withholding tax obligations of the reporting person in connection with the vesting of restricted shares.
- F3Reflects the net acquisition of 282.369 shares in Mr. Dugan's 401(k) plan account as a result of non-discretionary transactions.