SEC Form 4 · accession 0001209191-18-018755
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP · WAB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Raymond T Betler
Officer — President · Director · Other
Period of report
Mar 12, 2018
Accepted (ET)
Mar 12, 2018 · 1:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000943452
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - Direct | Mar 9, 2018 | M | 20,000 | $29.045 | A | 151,638 | D | |
| Common Stock - Direct | Mar 9, 2018 | F | 12,635 | $83.365 | D | 139,003 | D | |
| Common Stock | holding | — | — | — | 53,494 | I | Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock OptionsF1 | $29.045 | Mar 9, 2018 | M | 20,000 | D | Aug 18, 2012 | Aug 18, 2018 | Common Stock | 20,000 | 0 | D |
Explanation of responses
- F1The actual number of shares issued is net of withholding by the Company for the exercise price of the options and taxes.