SEC Form 4 · accession 0001209191-18-013712
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP · WAB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William E Kassling
Director
Period of report
Jan 2, 2018
Accepted (ET)
Feb 27, 2018 · 8:45 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000943452
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - Direct | Jan 2, 2018 | M | 8,000 | $16.963 | A | 73,484 | D | |
| Common Stock - Direct | Jan 2, 2018 | F | 1,660 | $82.93 | D | 71,824 | D | |
| Common Stock | holding | — | — | — | 3,280 | I | Spouse | |
| Common Stock | holding | — | — | — | 1,128,654 | I | Davideco, Inc., a DE corporation |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Options | $16.9625 | Jan 2, 2018 | M | 8,000 | D | Jan 2, 2011 | Jan 2, 2018 | Common Stock | 8,000 | 0 | D |