SEC Form 4 · accession 0001209191-18-008455
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP · WAB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Wahlstrom
Officer — Exec VP, Human Resources
Period of report
Feb 6, 2018
Accepted (ET)
Feb 8, 2018 · 4:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000943452
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - DirectF1 | Feb 6, 2018 | A | 4,000 | $0.00 | A | 125,652 | D | |
| Common Stock - DirectF1 | Feb 6, 2018 | A | 2,100 | $0.00 | A | 127,752 | D | |
| Common Stock - 401k | holding | — | — | — | 6,645 | I | 401k Account |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock OptionF2 | $71.79 | Feb 6, 2018 | A | 2,100 | A | Mar 1, 2022 | Feb 6, 2028 | Common Stock | 2,100 | 2,100 | D |
Explanation of responses
- F1Fair Market Value of the stock on February 6, 2018, was $71.79 per share.
- F2Options vest 25% per year beginning March 1, 2019.