SEC Form 4 · accession 0001209191-18-008404
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP · WAB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephane Rambaud-Measson
Officer — EVP & Chief Operating Officer
Period of report
Feb 6, 2018
Accepted (ET)
Feb 8, 2018 · 4:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000943452
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF1,F2 | — | Feb 6, 2018 | A | 16,000 | A | Mar 1, 2022 | Mar 1, 2022 | Common Stock | 16,000 | 16,000 | D |
Explanation of responses
- F1Each share of phantom stock is the economic equivalent of one share of Westinghouse Air Brake Technologies Corporation's common stock.
- F2Shares of Phantom Stock vest at a rate of 25% per year beginning March 1, 2019.