SEC Form 4 · accession 0001209191-18-002880
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP · WAB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Albert J Neupaver
Director
Period of report
Jan 5, 2018
Accepted (ET)
Jan 9, 2018 · 11:40 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000943452
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - Direct | Jan 5, 2018 | M | 16,925 | $17.425 | A | 632,312 | D | |
| Common Stock - Direct | Jan 5, 2018 | M | 25,761 | $14.50 | A | 658,073 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock OptionsF1 | $17.425 | Jan 5, 2018 | M | 40,000 | D | Feb 20, 2012 | Feb 20, 2018 | Common Stock | 40,000 | 0 | D |
| Non-Qualified Stock OptionF1 | $14.50 | Jan 5, 2018 | M | 58,000 | D | Feb 17, 2013 | Feb 17, 2019 | Common Stock | 58,000 | 50,000 | D |
Explanation of responses
- F1The actual number of shares issued is net of withholding by the Company for the exercise price of the options and taxes.