SEC Form 4 · accession 0001209191-17-031703
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP · WAB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephane Rambaud-Measson
Officer — President & CEO Transit Group
Period of report
May 10, 2017
Accepted (ET)
May 12, 2017 · 9:26 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000943452
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF1,F2 | — | May 10, 2017 | A | 2,500 | A | May 10, 2021 | May 10, 2021 | Common Stock | 2,500 | 2,500 | D |
| Phantom StockF1 | — | holding | — | — | — | Mar 1, 2021 | Mar 1, 2021 | Common Stock | 11,000 | 11,000 | D |
| Phantom StockF1 | — | holding | — | — | — | Nov 30, 2020 | Nov 30, 2020 | Common Stock | 16,867 | 16,867 | D |
Explanation of responses
- F1Each share of Phantom Stock represents a right to receive one share of common stock of the Issuer.
- F2Shares of Phantom Stock vest at a rate of 100% four years from date of grant or on May 10, 2021.