SEC Form 4 · accession 0001209191-17-016866
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP · WAB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Wahlstrom
Officer — Senior VP, Human Resources
Period of report
Feb 28, 2017
Accepted (ET)
Mar 2, 2017 · 5:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000943452
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - Direct | Feb 28, 2017 | M | 18,000 | $14.50 | A | 139,812 | D | |
| Common Stock - DirectF1 | Feb 28, 2017 | S | 18,000 | $80.8295 | D | 121,812 | D | |
| Common Stock - 401k | holding | — | — | — | 6,645 | I | 401k Account |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option | $14.50 | Feb 28, 2017 | M | 18,000 | D | Feb 17, 2013 | Feb 17, 2019 | Common Stock | 18,000 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Westinghouse Air Brake Technologies Corporation ("Wabtec"), any security holder of Wabtec, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.