SEC Form 4 · accession 0001209191-17-009190
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP · WAB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy R Wesley
Officer — VP - Investor Relations
Period of report
Feb 7, 2017
Accepted (ET)
Feb 9, 2017 · 5:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000943452
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - DirectF1 | Feb 7, 2017 | A | 350 | $0.00 | A | 12,536 | D | |
| Common Stock - 401kF2 | holding | — | — | — | 16,370 | I | 401k Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock OptionF3 | $87.05 | Feb 7, 2017 | A | 350 | A | Mar 1, 2021 | Feb 7, 2027 | Common Stock | 350 | 350 | D |
Explanation of responses
- F1Fair Market Value of stock on Feb. 7, 2017 was $87.05 per share.
- F2Includes 76.413 shares Mr. Wesley acquired through the 401(k) plan from 1/1/16 through 12/31/16.
- F3Options vest 25% per year beginning March 1, 2018.