SEC Form 5 · accession 0001209191-17-009036
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP · WAB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Wahlstrom
Officer — Senior VP, Human Resources
Period of report
Dec 31, 2016
Accepted (ET)
Feb 9, 2017 · 3:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000943452
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - Direct | Dec 22, 2016 | G | 1,500 | $0.00 | D | 119,992 | D | |
| Common Stock - 401kF1 | holding | — | — | — | 6,645 | I | 401k Account |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 31.108 shares Mr. Wahlstrom acquired through the 401(k)plan from 1/1/2016 through 12/31/2016.