SEC Form 5 · accession 0001209191-17-009035
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP · WAB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick D Dugan
Officer — Sr. VP, Chief Financal Officer
Period of report
Dec 31, 2016
Accepted (ET)
Feb 9, 2017 · 3:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000943452
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - Direct | Aug 9, 2016 | G | 40 | $0.00 | D | 51,550 | D | |
| Common Stock - 401kF1 | holding | — | — | — | 238 | I | 401K |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 187.704 shares Mr. Dugan acquired through the 401(k) plan from 1/1/2016 through 12/31/2016.