SEC Form 4 · accession 0001209191-16-155144
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP · WAB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Raymond T Betler
Officer — President · Director · Other
Period of report
Dec 13, 2016
Accepted (ET)
Dec 14, 2016 · 4:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000943452
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - DirectF1,F2,F3 | Dec 13, 2016 | A | 10,000 | $0.00 | A | 94,210 | D | |
| Common StockF3 | holding | — | — | — | 75,361 | I | GRAT |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1FMV of stock on December 13, 2016 was $81.925 per share.
- F2Shares vest on December 13, 2020.
- F375,361 shares previously reported as directly owned are now held through the reporting person's grantor retained annuity trust ("GRAT").