SEC Form 4 · accession 0001209191-15-063064
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP · WAB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lee B Foster II
Director
Period of report
Jul 30, 2015
Accepted (ET)
Jul 31, 2015 · 11:36 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000943452
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - Direct | Jul 30, 2015 | M | 8,000 | $16.963 | A | 49,026 | D | |
| Common Stock - DirectF1 | Jul 30, 2015 | S | 8,000 | $101.8875 | D | 41,026 | D | |
| Common Stock | holding | — | — | — | 17,500 | I | Lee B. Foster II Dynasty Trust | |
| Common Stock | holding | — | — | — | 13,200 | I | Foster Holdings, Inc. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Options | $16.9625 | Jul 30, 2015 | M | 8,000 | D | Jan 2, 2011 | Jan 2, 2018 | Common Stock | 0 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Westinghouse Air Brake Technologies Corporation ("Wabtec"), any security holder of Wabtec, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.