SEC Form 4/A · accession 0001209191-15-050107
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP · WAB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Lee B Foster II
Director
Period of report
May 13, 2015
Accepted (ET)
Jun 4, 2015 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000943452
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - DirectF1 | holding | — | — | — | 41,026 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF2,F3 | — | May 13, 2015 | A | 1,407 | A | — | — | Common Stock | 1,407 | 14,957 | D |
Explanation of responses
- F1This amended Form 4 is being filed because 1,407 shares of Phantom Stock were inadvertently and incorrectly reported as unrestricted shares of the Issuer's common stock on the prior Form 4.
- F2Each share of Phantom Stock represents a right to receive one share of common stock of the Issuer.
- F3The Phantom Stock becomes payable according to the election of payment designation that was filed by the reporting person subject to the terms and conditions of the Westinghouse Air Brake Technologies Corporation Deferred Compensation Plan for Executive Officers and Directors.