SEC Form 4 · accession 0001209191-15-039240
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP · WAB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert C Bourg
Officer — Vice President
Period of report
May 4, 2015
Accepted (ET)
May 6, 2015 · 11:58 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000943452
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - Direct | May 4, 2015 | M | 9,000 | $17.425 | A | 91,382 | D | |
| Common Stock - Direct | May 4, 2015 | M | 4,500 | $19.103 | A | 95,882 | D | |
| Common Stock - DirectF1 | May 4, 2015 | S | 13,500 | $101.1412 | D | 82,382 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Options | $19.1025 | May 4, 2015 | M | 4,500 | D | Mar 1, 2014 | Feb 17, 2020 | Common Stock | 4,500 | 0 | D |
| Non-Qualified Stock Options | $17.425 | May 4, 2015 | M | 9,000 | D | Feb 20, 2012 | Feb 20, 2018 | Common Stock | 9,000 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Westinghouse Air Brake Technologies Corporation ("Wabtec"), any security holder of Wabtec, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.